Skip to main content

Inappropriate dam operation: What India can learn from 2011 Australian floods judgment

In a judgment on November 29, 2019 Australia’s New South Wales Supreme Court has held the State of Queensland, Wivenhoe Dam operators and engineers are responsible for “inappropriate operation of the dam”, leading to the devastating Brisbane 2011 floods. A South Asia Network on Dams, Rivers and People (SANDRP) note on the relevance of the judgment for India:
***
In a landmark judgment, the January 2011 Brisbane (Australia) floods class action decision was announced by the New South Wales Supreme Court (Justice Robert Beech-Jones) on Nov 29, 2019. The court held the State of Queensland, Wivenhoe Dam operators and engineers responsible for inappropriate operation of the dam. It’s one of the largest ever class action suits of Australia and could cost the government millions of dollars.
Brisbane Times reported on Nov 29, 2019: “More than 6800 victims of the 2011 Brisbane flood have won a historic class action against Seqwater, Sunwater and the Queensland government over the management of the Wivenhoe Dam. The NSW Supreme Court on Friday ruled that the dam’s flood engineers relied too closely on “rain on the ground” estimates in 2011 and did not appropriately use rainfall forecasts to manage Wivenhoe Dam, as required by its manual.” The manual was gazetted by the Queensland government in 2010, a year before the flood.
Justice Robert Beech-Jones ruled that the four flood engineers who had operated the Wivenhoe Dam in January 2011 had “in some respects” breached their duty of care in managing the flow of water from the dam. Announcing a complex ruling over almost two hours, Justice Beech Jones said Seqwater, Sunwater and the state government were “negligent”.
Maurice Blackburn lawyers lodged the class action on behalf of the 6870 flood victims. Other tests cases will now be evaluated before a further hearing in the NSW Supreme Court on February 21, 2020. That opens the doors to a potential payout of hundreds of millions of dollars – law firms suggest it could run to a billion dollars.

The Jan 2011 Brisbane floods

The summary of the Judgment describes these as: “In early January 2011, the Brisbane River Basin experienced extensive rainfall, culminating in extreme downfalls from 9 to 11 January 2011. On 11 and 12 January 2011, there was flooding of many homes and businesses as a result of the Brisbane River, the lower Bremer River and Lockyer Creek breaking their banks. Of the recorded peak flow on the Brisbane River at Moggill, at the height of the flooding somewhere between 39% and 51% of the flow was attributable to releases made from Wivenhoe Dam.”

The Accused

The summary of Judgment: “The plaintiff sued the three defendants, who were said to be legally responsible for the actions of four flood engineers who were responsible for conducting flood operations at Wivenhoe Dam and Somerset Dam from 2 January 2011 to 11 January 2011. Seqwater was the owner of the Dams and the employer of two of these flood engineers. SunWater was contracted to provide flood management services to Seqwater and was the employer of one of the four flood engineers. The (Queensland) State employed the fourth and final flood engineer. The plaintiff sued the three defendants in negligence, nuisance and trespass.”

Key aspects from the Judgment

The defendants (the State of Queensland, Sunwater and SEQWater, the operators and engineers), were variously responsible for inappropriate operation of the dam by failing to evacuate the dam to accommodate rain inflows, and are therefore breached their duty of care. The negligence claims of the plaintiffs succeeded against all of the defendants. Various damages were awarded, with some adjustments for different plaintiffs, depending on several issues, such as compensation already awarded. The exercise of reasonable care would have permitted water releases despite the operation manual’s norms.
In the six days before the flood, the rain forecasts in an already saturated catchment indicated an imminent urban flood event, which should have been declared, and the actual rain was exceeding the forecasts. With dam already full, virtual certainty that flooding would occur.
Justice Beech-Jones raised inconsistencies between the Wivenhoe Dam flood manual and the operation of the dams. He said the flood engineers had relied too closely on “rain on the ground” modelling and not on forecast rainfall, particularly four- and eight-day forecast rainfall in the Wivenhoe Dam’s catchment areas.
“I accept that each of Seqwater, Sunwater and the State are vicariously liable for any breaches of the duty of care owed by the flood engineers that they each employed… The manual unambiguously and stubbornly required that ‘best forecast rainfall’ be used to make predictions for the purpose of determining the anticipated storage levels in the dams in order to select the applicable flood strategy,” said the ruling.
The Judge said he accepted much of the evidence of Utah dam expert Ronald Christensen. Dr Christensen had posed 10 alternative modelling scenarios for managing the Wivenhoe Dam and argued that using flood forecasts was part of the Wivenhoe Dam’s flood manual.
“The Court found that the flood engineers failed to comply with the Manual in these and other respects and that this, in turn, meant that by 11 January 2011 they were forced to make large releases of water to ensure Wivenhoe Dam did not fail. The Court found that the impugned actions of the flood engineers during the January 2011 Flood Event were not reasonable mistakes made in the heat of the moment, but systemic failures to apply the Manual that they had drafted… The Court found that each of the flood engineers’ conduct of flood operations was not to the standard of a reasonably competent flood engineer and that they therefore breached the duty of care they owed to the plaintiff (and group members). 
“The Court accepted three of the simulated alternative flood operations put forward by the plaintiff’s expert as representing the flood operations that a reasonably competent flood engineer would have undertaken during the January 2011 Flood Event (“Simulations C, F and H”). All the simulations were premised on a methodology of conserving dam storage capacity when forecasts pointed to rainfall and then using dam storage capacity to ensure peak releases did not coincide with heavy downstream flows in times of substantial rainfall. The Court accepted that the simulations were consistent with the Manual. 
“Using a two-dimensional numerical hydraulic model of the Brisbane River catchment and other evidence of the effects of the January 2011 Flood Event, the plaintiff sought to demonstrate that its store would not have been inundated had the flood engineers undertaken flood operations in accordance with the simulated flood operations advanced by the plaintiff’s expert. The Court accepted that contention and found that the level of flooding that would have been experienced under Simulation C would not have inundated the plaintiff’s store and the homes of a number of other group members whose cases were also heard in part during this phase of the proceedings. 
“The Manual designated a flow rate of 4000m3/s in the Brisbane River at Moggill as the threshold point at which homes and businesses downstream of the dams would commence to be flooded. The flows in the Brisbane River at Moggill comprise the outflows from Wivenhoe Dam as well as outflows from Lockyer Creek and the Bremer River into the Brisbane River. Unfortunately, to a significant extent the large increase in outflows from Wivenhoe Dam coincided with large outflows from Lockyer Creek and the Bremer River. The peak flow rate experienced at Moggill was at around 1.00pm to 2.00pm on 12 January 2011. It was between 10,420m3/s and 10,700m3/s, of which between 4200m3/s and 5300m3/s was attributable to releases from Wivenhoe Dam.”
(Summary of the Judgment)
The Judgment emphasised that the dam operators were not completely bound by specifics in the dam operation manual which the defendants claimed prevented pre-emptive emptying, but by its more fundamental principles and provisions to prevent flooding. They could have decided to partially empty the dam in the days preceding the flood. They did not have to prioritise maintaining full supply level for the period after the flood over damage prevention and dam safety, and should have placed more weight on rain forecasts. Issues like keeping low-lying bridges open should not have taken precedence over flood prevention.

Brisbane Resident Dr. Charles Worringham

Dr. Charles Worringham, a long-time Brisbane resident and former academic described the judgment as historic. He told SANDRP: “Judge Beech-Jones left no doubt that the dam operators were negligent in the days leading up to the catastrophic releases. He gave considerable weight to analyses showing how precautionary releases ahead of time would have reduced the severity of flooding. The dam was already at full supply level while exceptional rains were not just forecast, they were already being exceeded.”
Dr. Worringham described his own experience of the floods: “No-one who lived through these largely preventable floods will forget the devastation they caused, even if they did not personally experience damage. My son and I joined thousands of others filling sand-bags the night before when we all knew what was coming, but this was all too little and too late. Seeing the Bremer river rise nearly 15 meters in just a few hours, watching the debris carried down by the swollen Brisbane river past the University of Queensland, and hearing the eerie roaring sound as it spilled into so many city neighbourhoods are things that stay with you forever.”
Dr Worringham added: “The recovery effort was huge but lasted for months. If a wealthy city like Brisbane with its abundant equipment and resources can be so badly effected, I can only imagine how desparate the situation would be for communities that lack them. While disasters tend to bring out the best in people wherever they occur, voluntary efforts cannot substitute for responsible planning and operation of such important – but potentially hazardous – facilities as dams. And with rainfall patterns becoming less predictable as the climate crisis unfolds, record falls can occur with little notice, making greater caution even more important.”
Dr. Worringham said about future implications: “This judgment really sets a precedent for dam operators everywhere. Given the similarities to operational failures in other jurisdictions that have also led to large-scale loss of life and damage, it is likely to influence not just future court decisions, but encourage dam operators to urgently review their operating procedures and give greater priority to timely flood mitigation and dam safety measures – even if these cause minor conflict with policies favouring high dam levels. Let’s hope the lessons of this episode are well understood everywhere.”
Thanks, Dr. Worringham, for alerting SANDRP about this order and also sharing your views and experience of the Dam floods in Brisbane in January 2011.

Relevance for India:

There are quite a few detailed statements in the judgment that may be relevant to the India including Kerala floods of Aug 2018. We hope Indian courts will also take note of this landmark judgment.

Source: SANDRP

Comments

TRENDING

A comrade in culture and controversy: Yao Wenyuan’s revolutionary legacy

By Harsh Thakor*  This year marks two important anniversaries in Chinese revolutionary history—the 20th death anniversary of Yao Wenyuan, and the 50th anniversary of his seminal essay "On the Social Basis of the Lin Biao Anti-Party Clique". These milestones invite reflection on the man whose pen ignited the first sparks of the Great Proletarian Cultural Revolution and whose sharp ideological interventions left an indelible imprint on the political and cultural landscape of socialist China.

1857 War of Independence... when Hindu-Muslim separatism, hatred wasn't an issue

"The Sepoy Revolt at Meerut", Illustrated London News, 1857  By Shamsul Islam* Large sections of Hindus, Muslims and Sikhs unitedly challenged the greatest imperialist power, Britain, during India’s First War of Independence which began on May 10, 1857; the day being Sunday. This extraordinary unity, naturally, unnerved the firangees and made them realize that if their rule was to continue in India, it could happen only when Hindus and Muslims, the largest two religious communities were divided on communal lines.

N-power plant at Mithi Virdi: CRZ nod is arbitrary, without jurisdiction

By Krishnakant* A case-appeal has been filed against the order of the Ministry of Environment, Forest and Climate Change (MoEF&CC) and others granting CRZ clearance for establishment of intake and outfall facility for proposed 6000 MWe Nuclear Power Plant at Mithi Virdi, District Bhavnagar, Gujarat by Nuclear Power Corporation of India Limited (NPCIL) vide order in F 11-23 /2014-IA- III dated March 3, 2015. The case-appeal in the National Green Tribunal at Western Bench at Pune is filed by Shaktisinh Gohil, Sarpanch of Jasapara; Hajabhai Dihora of Mithi Virdi; Jagrutiben Gohil of Jasapara; Krishnakant and Rohit Prajapati activist of the Paryavaran Suraksha Samiti. The National Green Tribunal (NGT) has issued a notice to the MoEF&CC, Gujarat Pollution Control Board, Gujarat Coastal Zone Management Authority, Atomic Energy Regulatory Board and Nuclear Power Corporation of India Limited (NPCIL) and case is kept for hearing on August 20, 2015. Appeal No. 23 of 2015 (WZ) is filed, a...

Spirit of leadership vs bondage: Of empowered chairman of 100-acre social forestry coop

By Gagan Sethi*  This is about Khoda Sava, a young Dalit belonging to the Vankar sub-caste, who worked as a bonded labourer in a village near Vadgam in Banskantha district of North Gujarat. The year was 1982. Khoda had taken a loan of Rs 7,000 from the village sarpanch, a powerful landlord doing money-lending as his side business. Khoda, who had taken the loan for marriage, was landless. Normally, villagers would mortgage their land if they took loan from the sarpanch. But Khoda had no land. He had no option but to enter into a bondage agreement with the sarpanch in order to repay the loan. Working in bondage on the sarpanch’s field meant that he would be paid Rs 1,200 per annum, from which his loan amount with interest would be deducted. He was also obliged not to leave the sarpanch’s field and work as daily wager somewhere else. At the same time, Khoda was offered meal once a day, and his wife job as agricultural worker on a “priority basis”. That year, I was working as secretary...

Fate of Yamuna floodplain still hangs in "balance" despite National Green Tribunal rap on Sri Sri event

By Ashok Shrimali* While the National Green Tribunal (NGT) on Thursday reportedly pulled up the Delhi Development Authority (DDA) for granting permission to hold spiritual guru Sri Sri Ravi Shankar's World Culture Festival on the banks of Yamuna, the chief petitioners against the high-profile event Yamuna Jiye Abhiyan has declared, the “fate of the floodplain still hangs in balance.”

Two more "aadhaar-linked" Jharkhand deaths: 17 die of starvation since Sept 2017

Kaleshwar's sons Santosh and Mantosh Counterview Desk A fact-finding team of the Right to Feed Campaign, pointing towards the death of two more persons due to starvation in Jharkhand, has said that this has happened because of the absence of aadhaar, leading to “persistent lack of food at home and unavailability of any means of earning.” It has disputed the state government claims that these deaths are due to reasons other than starvation, adding, the authorities have “done nothing” to reduce the alarming state of food insecurity in the state.

Proposed Modi yatra from Jharkhand an 'insult' of Adivasi hero Birsa Munda: JMM

Counterview Desk  The civil rights network, Jharkhand Janadhikar Mahasabha (JMM), which claims to have 30 grassroots groups under its wings, has decided to launch Save Democracy campaign to oppose Prime Minister Narendra Modi’s Vikasit Bharat Sankalp Yatra to be launched on November 15 from the village of legendary 19th century tribal independence leader Birsa Munda from Ulihatu (Khunti district).

Ground reality: Israel would a remain Jewish state, attempt to overthrow it will be futile

By NS Venkataraman*  Now that truce has been arrived at between Israel and Hamas for a period of four days and with release of a few hostages from both sides, there is hope that truce would be further extended and the intensity of war would become significantly less. This likely “truce period” gives an opportunity for the sworn supporters and bitter opponents of Hamas as well as Israel and the observers around the world to introspect on the happenings and whether this war could have been avoided. There is prolonged debate for the last several decades as to whom the present region that has been provided to Jews after the World War II belong. View of some people is that Jews have been occupants earlier and therefore, the region should belong to Jews only. However, Christians and those belonging to Islam have also lived in this regions for long period. While Christians make no claim, the dispute is between Jews and those who claim themselves to be Palestinians. In any case...

Epic war against caste system is constitutional responsibility of elected government

Edited by well-known Gujarat Dalit rights leader Martin Macwan, the book, “Bhed-Bharat: An Account of Injustice and Atrocities on Dalits and Adivasis (2014-18)” (available in English and Gujarati*) is a selection of news articles on Dalits and Adivasis (2014-2018) published by Dalit Shakti Prakashan, Ahmedabad. Preface to the book, in which Macwan seeks to answer key questions on why the book is needed today: *** The thought of compiling a book on atrocities on Dalits and thus present an overall Indian picture had occurred to me a long time ago. Absence of such a comprehensive picture is a major reason for a weak social and political consciousness among Dalits as well as non-Dalits. But gradually the idea took a different form. I found that lay readers don’t understand numbers and don’t like to read well-researched articles. The best way to reach out to them was storytelling. As I started writing in Gujarati and sharing the idea of the book with my friends, it occurred to me that while...