Skip to main content

US 'violating' assurance to Gorbachev: NATO not to expand jurisdiction to eastern Europe

By Bharat Dogra* 

At a time when the Russian invasion of Ukraine has faced a lot of well-justified criticism, a different yet related question also needs to be raised. Would Ukraine have become such a serious crisis point if the USA had sincerely adopted a policy of peace towards Russia during the last 35 years or so?
Revisit Russia of three decades back. There was confusion at the rapid break-up, a lot of uncertainty. A sincere hand of friendship by the superpower would have been enough for Russia to accept a less than equal position in the arrangement, as long as it was treated honorably. Unfortunately, the USA and allies adopted a policy of hostility, which came to the fore at the time of decisions relating to the eastward expansion of NATO.
An important understanding reached between Gorbachev and Bush in 1989 was that the USA will not expand NATO membership eastwards close to Russian borders. Jack F Matlock, then US ambassador to the Soviet Union and a leading expert on Soviet policy for years, had a ringside view of crucial talks. He recalled recently (February, 15 2022, "Responsible Statecraft"), Gorbachev was assured, though not in a formal treaty, that if a unified Germany was allowed to remain in NATO, there would be no movement of NATO’s jurisdiction to the east, not one inch.”
However the USA started drifting away -- fast -- from this assurance. 1997 was a landmark year for this going back on an important assurance. At this critical juncture, on June 26 1997 to be precise, as many as 50 prominent foreign policy experts, including former senators, retired military officers, diplomats and academicians sent an open letter to President Clinton, outlining their opposition to NATO expansion (see full statement at the Arms Control Association, Opposition to NATO Expansion).
They wrote, “We, the undersigned, believe that the current US led effort to expand NATO, … is a policy error of historic proportions. In Russia NATO expansion, which continues to be opposed across the entire political spectrum, will strengthen the non-democratic opposition, undercut those who favor reform and cooperation with the West, bring the Russians to question the entire post- cold war settlement, and galvanize resistance in the Duma to the START II and III treaties.”
This letter of 50 experts concluded: “We strongly urge that the NATO expansion process be suspended while alternative actions are explored.” The alternatives suggested by these experts included “supporting a NATO-Russia relationship.”
Around the same time in 1997 Ambassador Matlock was asked to testify before the Senate Foreign Relations Committee. He stated that NATO expansion would be the most strategic blunder since the end of the Cold War.
Ignoring such sane advice from many senior diplomats and foreign policy experts, the US government went ahead with several waves of adding new NATO members -- eastward ho! At the same time, the USA was also withdrawing from important arms control treaties. During the nineties western interests were associated with pushing economic policies of the Yeltsin years which impoverished a large number of Russians, leading to a deeply worrying, steep fall of life expectancy.
The expectations of many Russians for economic help and accommodation of essential security concerns were neglected and instead they saw repeated violation of their economic and security interests. In addition sanctions were also imposed. In 2014 the USA intervened decisively in Ukraine, playing an important role in installing an anti-Russian regime.
In 2019 the Carnegie Endowment for International Peace published a study titled ‘30 Years of US Policy Toward Russia—Can the Vicious Circle be Broken’ which expressed regret at the many problems created by hostile US policy. 
In 1997 Ambassador Matlock stated that NATO expansion would be the most strategic blunder since the end of the Cold War
To break the impasse, the study concluded, the USA will have to, for its part, make several key adjustments to its Russia policy, including -- halting NATO expansion eastward, clarifying to Ukraine and Georgia that they should not base their foreign policy on the assumption that they will be joining NATO (while establishing robust security cooperation in other ways), reviewing and restraining sanctions policy towards Russia and leaving Russia’s internal affairs to itself (not interfering in them).
These and other suggestions have been ignored by US policy makers who continued to indulge in provocations. Just before war broke out, Matlock posed a question (see “Responsible Statecraft",  February 15, 2022: "I was there—NATO and the origins of the Ukraine Crisis”): Was the crisis avoidable? His answer was –Yes.
He explained, “Since Putin’s major demand is an assurance that NATO will take no further members, and specifically not Ukraine or Georgia, obviously there could have been no basis for the present crisis if there had been no expansion of the alliance following the end of the Cold War, or if the expansion had occurred in harmony with building a security structure in Europe that included Russia.”
So while the invasion of Ukraine deserves the criticism it is getting, the genuine concerns of Russia also deserve attention. In the longer-term and a wider context, USA led west and the already troubled world will gain nothing and lose a lot from a policy of encircling and threatening a big nuclear weapon power like Russia. 
A century earlier Germany in difficult times, trying to find a rightful place of honor, was pushed and shoved too much, and the rest is very unfortunate history. The situation now in a world of weapons of mass destruction is of course much more risky.
Surely USA and western decision makers have the wisdom to see the bigger picture. The talk in the street is of the USA arms companies getting more business, Germany and Japan being pushed towards acquiring more destructive weapons in cooperation with the USA, fuel market of Europe getting more tied to USA interests despite clear advantages of getting better and cheaper supplies much nearer from Russia. Surely western and US policy makers should be able to rise above such narrow concerns.
Clearly a different path exists, a path based on peace and sincerity, and by making this the basis of its Russia policy the USA can contribute much more to its self-interests and even more to world peace. This can also contribute very quickly to resolving the ongoing crisis, and in the longer-term to creating a safer world for this and future generations.
---
*Honorary convener, Campaign to Save Earth Now. His recent books include “Planet in Peril” and “Protecting Earth for Children”

Comments

TRENDING

A Hindu alternative to Valentine's Day? 'Shiv-Parvati was first love marriage in Universe'

By Rajiv Shah*   The other day, I was searching on Google a quote on Maha Shivratri which I wanted to send to someone, a confirmed Shiv Bhakt, quite close to me -- with an underlying message to act positively instead of being negative. On top of the search, I chanced upon an article in, imagine!, a Nashik Corporation site which offered me something very unusual. 

'Anti-poor stand': Even British wouldn't reduce Railways' sleeper and general coaches

By Anandi Pandey, Sandeep Pandey*  Probably even the British, who introduced railways in India, would not have done what the Bhartiya Janata Party government is doing. The number of Sleeper and General class coaches in various trains are surreptitiously and ominously disappearing accompanied by a simultaneous increase in Air Conditioned coaches. In the characteristic style of BJP government there was no discussion or debate on this move by the Indian Railways either in the Parliament or outside of it. 

Why convert growing badminton popularity into an 'inclusive sports opportunity'

By Sudhansu R Das  Over the years badminton has become the second most popular game in the world after soccer.  Today, nearly 220 million people across the world play badminton.  The game has become very popular in urban India after India won medals in various international badminton tournaments.  One will come across a badminton court in every one kilometer radius of Hyderabad.  

Faith leaders agree: All religious places should display ‘anti-child marriage’ messages

By Jitendra Parmar*  As many as 17 faith leaders, together for an interfaith dialogue on child marriage in New Delhi, unanimously have agreed that no faith allows or endorses child marriage. The faith leaders advocated that all religious places should display information on child marriage.

Swami Vivekananda's views on caste and sexuality were 'painfully' regressive

By Bhaskar Sur* Swami Vivekananda now belongs more to the modern Hindu mythology than reality. It makes a daunting job to discover the real human being who knew unemployment, humiliation of losing a teaching job for 'incompetence', longed in vain for the bliss of a happy conjugal life only to suffer the consequent frustration.

Ayurveda, Sidda, and knowledge: Three-day workshop begins in Pala town

By Rosamma Thomas*  Pala town in Kottayam district of Kerala is about 25 km from the district headquarters. St Thomas College in Pala is currently hosting a three-day workshop on knowledge systems, and gathered together are philosophers, sociologists, medical practitioners in homeopathy and Ayurveda, one of them from Nepal, and a few guests from Europe. The discussions on the first day focused on knowledge systems, power structures, and epistemic diversity. French researcher Jacquiline Descarpentries, who represents a unique cooperative of researchers, some of whom have no formal institutional affiliation, laid the ground, addressing the audience over the Internet.

Article 21 'overturned' by new criminal laws: Lawyers, activists remember Stan Swamy

By Gova Rathod*  The People’s Union for Civil Liberties (PUCL), Gujarat, organised an event in Ahmedabad entitled “Remembering Fr. Stan Swamy in Today’s Challenging Reality” in the memory of Fr. Stan Swamy on his third death anniversary.  The event included a discussion of the new criminal laws enforced since July 1, 2024.

Hindutva economics? 12% decline in manufacturing enterprises, 22.5% fall in employment

By Bhabani Shankar Nayak*  The messiah of Hindutva politics, Narendra Modi, assumed office as the Prime Minister of India on May 26, 2014. He pledged to transform the Indian economy and deliver a developed nation with prosperous citizens. However, despite Modi's continued tenure as the Prime Minister, his ambitious electoral promises seem increasingly elusive. 

Union budget 'outrageously scraps' scheme meant for rehabilitating manual scavengers

By Bezwada Wilson*  The Union Budget for the year 2024-2025, placed by the Finance Minister in Parliament has completely deceived the Safai Karmachari community. There is no mention of persons engaged in manual scavenging in the entire Budget. Even the scheme meant for the rehabilitation of manual scavengers (SRMS) has been outrageously scrapped.